How The Collapse Of Ashford Trust Made The Industry Nervous

I Am Tired Of Helping Labor AFTER The Fact

The financial backbone of firms like Guardian Asset Management, Northsight Management, and Mortgage Contracting Solutions are hedge funds and Real Estate Investment Trusts (REIT). Today, one of them went belly up. The backstory of Ashford Hospitality Trust is as interwoven into the rehab and restoration business as the fraud by the National Association of Mortgage Field Services (NAMFS) is to the Mortgage Field Services Industry today. The story of AHT, recently, has heated up as related by the Wall Street Journal,

Ashford Hospitality Trust, a publicly traded hotel owner, committed a “fraudulent scheme” by moving money from hotels to the parent company in the second week of March, attorneys for Brookfield Asset Management Inc. wrote in a letter sent to Mr. Bennett and reviewed by The Wall Street Journal.

Dallas based AHT recently snapped up $59 MillionTEN TIMES the amount distributed to the top 100 publicly traded companies — including its subsidiaries like Braemar Hotels & Resorts Inc., which received nearly $16 million in PPP funds. These funds were destined for US small businesses under the Payroll Protection Program (PPP). And as if that was not egregious enough, AHT also elected to parse out $10 Million in shareholder dividends and bonuses while simultaneously furloughing NINETY SEVEN percent of their workforce. AHT and some of its subsidiaries received approximately $30 million — more than 10 times the typical amount and the largest amount received among the more than 100 public companies the WSJ reviewed. At the same time, Bennett and his father, Archie, received $2 million in dividends. Adding salt to the wounds, AHT has stopped payments on all of its debt.

The issue that presents is not so much the interconnected incest in our Industry. What presents is the ability of our Industry to stay afloat. For example, the vast majority of Prime Vendors in our Industry are unable to access either PPP or the Small Business Administration’s (SBA) Economic Injury Disaster Loans (EIDL). PPP requires that you meet both a 500 employee or under level and be a legally defined small business. Let’s first address the employee count,

Ownership, or the power to control, 50% or more of a business’s voting stock constitutes a showing of ownership and accordingly, triggers affiliation between the business and its majority owner. The SBA’s internal compliance manual provides the following example:

Company A is the majority owner of Companies B, C and D (54.5%, 81%, and 60% respectively). Company A has the power to control Companies B, C and D. The companies (A, B, C, and D) are all affiliated.

In the foregoing example, each company will be ineligible for PPP on the basis of number of employees if the aggregate number of employees among the four entities is greater than 500. Note that affiliation will extend to businesses deemed to be controlled by the same owner, even if the control is due to position/negative controls (which we explain in further detail below). Accordingly, in the foregoing example, if Company A held less than 50% of the voting stock of Company B, but nonetheless has significant positive/negative controls over governance activity, then Company B’s employees would still be aggregated for purposes of the calculation.

Chronos Solutions, Altisource, and Guardian Asset Management are all off the table for PPP as their parent company is New Residential Investment Corporation — As for MCS, American Securities for MCS and today they have a debt load of over $425 Million. How about smaller firms such as Northsight Management? Well, Hudson Advisors, vis-a-vis John Graken’s LoneStar acquisition funds, takes them out of the running. The SBA size standards would render moot most of the aforementioned firms as well.

We know, for a fact that many, if not all of the aforementioned firms have laid off people. And we know that the remote settings have been a slow burn catastrophe. Adding fuel to the fire is the simple and salient fact that reopening the offices will be a nightmare with social distancing and other protocols like ongoing temperature testing.

Even if this miracle of administrative ballet could be accomplished by NAMFS members whose IT systems collapse like the rising and falling of the tides — see generally the collapse of the MCS systems for over a week — the reality is many of the firms in their financial networks have closed the doors on debt payments. In the best of times, this would be catastrophic. I digress.

Here is how it will be pitched. We are going to see forbearance crest out close to 10 million. Probably 3 million or so of those will roll into foreclosure — and that is just on the residential side! The commercial side will be far more of a black hole. And remember, this volume is going to be a straight line up on a graph whereas the 2008 financial crisis was a bell shaped curve. Moreover, though, the army of foreclosure workers whom were recruited because everyone needed a job then will be absent in this roll out of Wall Street’s gangbang of the American taxpayer. For the first time in history, independent contractors are eligible for unemployment. In addition, the US Government is adding an additional $600 to each check. Ditto for W2 employees whom were furloughed. During the 2008 financial crisis, people needed work because there was no other option. And predatory NAMFS members jumped on them like a pool of sexual predators just released from prison and dropped off at the amusement park.

Here is the data as of 03 April 2020 on all of the Wall Street Gangbanging

Company
Market Cap
Filing Date
SBA Loan Amount
VistaGen Therapeutics, Inc.

VTGN (NASDAQ)
19,586,791 Apr 27, 2020 224,000.00
Dolphin Entertainment, Inc.

DLPN (NASDAQ)
9,998,876 Apr 27, 2020 2,096,000.00
Neuronetics, Inc.

STIM (NASDAQ)
43,256,018 Apr 27, 2020 6,360,327.00
Park City Group, Inc.

PCYG (NASDAQ)
83,410,753 Apr 27, 2020 1,100,000.00
Omnitek Engineering Corp.

OMTK (OTC)
Apr 27, 2020 199,000.00
Cipherloc Corporation

CLOK (OTC)
Apr 27, 2020 365,430.00
IRIDEX Corporation

IRIX (NASDAQ)
23,575,199 Apr 27, 2020 2,497,199.00
Aviat Networks, Inc.

AVNW (NASDAQ)
50,194,732 Apr 27, 2020 5,911,000.00
Myomo, Inc.

MYO (NYSE MKT)
Apr 27, 2020 1,077,590.00
Superior Drilling Products, Inc.

SDPI (NYSE MKT)
Apr 27, 2020 891,600.00
Obalon Therapeutics, Inc.

OBLN (NASDAQ)
7,209,748 Apr 27, 2020 430,047.00
Black Ridge Oil & Gas, Inc.

ANFC (OTC)
Apr 27, 2020 112,925.00
Nova LifeStyle, Inc.

NVFY (NASDAQ)
6,144,325 Apr 27, 2020 430,000.00
Nathan’s Famous, Inc.

NATH (NASDAQ)
237,083,516 Apr 27, 2020 1,224,645.00
Crexendo, Inc.

CXDO (OTC)
Apr 27, 2020 1,000,626.00
Miragen Therapeutics

MGEN (NASDAQ)
30,853,862 Apr 27, 2020 1,725,585.00
Giga-tronics Incorporated

GIGA (OTC)
Apr 27, 2020 786,200.00
Curis, Inc.

CRIS (NASDAQ)
28,168,378 Apr 27, 2020 890,779.00
Kopin Corporation

KOPN (NASDAQ)
32,708,888 Apr 27, 2020 2,100,000.00
Electronic Systems Technology, Inc.

ELST (OTC)
Apr 27, 2020 171,712.00
Arch Therapeutics, Inc.

ARTH (OTC)
Apr 27, 2020 176,300.00
ENDRA Life Sciences Inc.

NDRA (NASDAQ)
11,271,893 Apr 27, 2020 308,600.00
Advanzeon Solutions, Inc.

CHCR (OTC)
Apr 27, 2020 1,243,840.00
Mateon Therapeutics, Inc.

MATN (OTC)
Apr 27, 2020 250,000.00
Xcel Brands, Inc.

XELB (NASDAQ)
11,319,850 Apr 27, 2020 1,805,856.00
Transportation and Logistics Systems, Inc.

TLSS (OTC)
Apr 27, 2020 2,941,213.00
Telkonet, Inc.

TKOI (OTC)
Apr 27, 2020 913,063.00
STRATA Skin Sciences, Inc.

SSKN (NASDAQ)
50,234,399 Apr 27, 2020 2,028,524.00
Alphatec Holdings, Inc.

ATEC (NASDAQ)
241,267,866 Apr 27, 2020 4,300,000.00
Edison Nation, Inc.

EDNT (NASDAQ)
12,596,126 Apr 27, 2020 789,852.00
Avalon Holdings Corporation

AWX (NYSEMKT)
Apr 27, 2020 800,000.00
Senseonics Holdings, Inc.

SENS (NYSE MKT)
Apr 27, 2020 5,800,000.00
IDT Corporation

IDT (NYSE)
145,978,694 Apr 24, 2020 10,000,000.00
BioLife Solutions, Inc.

BLFS (NASDAQ)
223,133,557 Apr 24, 2020 2,175,320.00
Ashford Inc.

AINC (NYSEMKT)
Apr 24, 2020 3,300,000.00
SharpSpring, Inc.

SHSP (NASDAQ)
75,345,496 Apr 24, 2020 3,400,000.00
Apex Global Brands Inc.

APEX (NASDAQ)
2,773,567 Apr 24, 2020 700,000.00
Enzo Biochem, Inc.

ENZ (NYSE)
118,894,045 Apr 24, 2020 6,999,500.00
FreightCar America, Inc.

RAIL (NASDAQ)
18,828,209 Apr 24, 2020 10,000,000.00
Harte Hanks, Inc.

HHS (NYSE)
12,048,037 Apr 24, 2020 10,000,000.00
Ashford Hospitality Trust Inc

AHT (NYSE)
64,685,572 Apr 24, 2020 45,900,000.00
Braemar Hotels & Resorts Inc.

BHR (NYSE)
80,111,039 Apr 24, 2020 18,500,000.00
Surna Inc.

SRNA (OTC)
Apr 24, 2020 554,000.00
IMAC Holdings, Inc.

IMAC (NASDAQ)
14,212,918 Apr 24, 2020 1,691,520.00
Cutera, Inc.

CUTR (NASDAQ)
232,966,051 Apr 24, 2020 7,135,348.00
Crimson Wine Group, Ltd.

CWGL (OTC)
Apr 24, 2020 3,819,522.00
American Resources Corporation

AREC (NASDAQ)
25,700,765 Apr 24, 2020 2,700,000.00
Amerinac Holding Corp.

PAOS (OTC)
Apr 24, 2020 227,800.00
GulfSlope Energy, Inc

GSPE (OTC)
Apr 24, 2020 100,300.00
Viveve Medical, Inc.

VIVE (NASDAQ)
5,515,336 Apr 24, 2020 1,343,400.00
Cesca Therapeutics Inc.

KOOL (NASDAQ)
Apr 24, 2020 646,300.00
Precipio, Inc.

PRPO (NASDAQ)
5,380,876 Apr 24, 2020 787,200.00
Bioanalytical Systems, Inc.

BASI (NASDAQ)
45,003,117 Apr 24, 2020 5,051,282.00
ADDvantage Technologies Group, Inc.

AEY (NASDAQ)
25,480,820 Apr 24, 2020 2,915,000.00
Xeris Pharmaceuticals, Inc.

XERS (NASDAQ)
71,007,451 Apr 24, 2020 5,090,000.00
Ekso Bionics Holdings, Inc.

EKSO (NASDAQ)
23,084,384 Apr 24, 2020 1,085,630.00
Predictive Oncology Inc.

POAI (NASDAQ)
8,119,016 Apr 24, 2020 541,867.00
Windtree Therapeutics, Inc.

WINT (OTC)
Apr 24, 2020 546,600.00
Zomedica Pharmaceuticals Corp.

ZOM (NYSE MKT)
Apr 24, 2020 527,360.00
FuelCell Energy, Inc.

FCEL (NASDAQ)
440,924,901 Apr 24, 2020 6,500,000.00
Summer Energy Holdings, Inc.

SUME (OTC)
Apr 24, 2020 2,342,300.00
IZEA Worldwide, Inc.

IZEA (NASDAQ)
7,152,335 Apr 24, 2020 1,905,100.00
SigmaTron International, Inc.

SGMA (NASDAQ)
13,109,350 Apr 24, 2020 6,282,973.00
Avinger, Inc.

AVGR (NASDAQ)
6,215,913 Apr 24, 2020 2,300,000.00
Leaf Group Ltd.

LEAF (NYSE)
27,933,743 Apr 24, 2020 7,143,927.00
TransMedics Group, Inc.

TMDX (NASDAQ)
379,487,074 Apr 24, 2020 2,249,280.00
Clearfield, Inc.

CLFD (NASDAQ)
170,581,663 Apr 23, 2020 3,700,000.00
MamaMancini’s Holdings, Inc.

MMMB (OTC)
Apr 23, 2020 330,000.00
Fiesta Restaurant Group, Inc.

FRGI (NASDAQ)
153,998,803 Apr 23, 2020 5,000,000.00
Janel Corporation

JANL (OTC)
Apr 23, 2020 2,725,893.00
Energy Focus, Inc.

EFOI (NASDAQ)
5,102,819 Apr 23, 2020 794,965.00
SilverSun Technologies, Inc.

SSNT (NASDAQ)
9,406,306 Apr 23, 2020 3,150,832.00
DURECT Corporation

DRRX (NASDAQ)
399,470,311 Apr 23, 2020 2,037,395.00
Vislink Technologies, Inc.

VISL (NASDAQ)
15,700,137 Apr 23, 2020 1,167,700.00
Avid Bioservices, Inc.

CDMO (NASDAQ)
295,966,487 Apr 23, 2020 440,000.00
Crown Crafts, Inc.

CRWS (NASDAQ)
46,970,648 Apr 23, 2020 1,963,800.00
SRAX, Inc.

SRAX (NASDAQ)
26,595,159 Apr 23, 2020 1,074,488.00
P&F Industries, Inc.

PFIN (NASDAQ)
13,522,683 Apr 23, 2020 2,929,200.00
Limoneira Company

LMNR (NASDAQ)
231,078,729 Apr 23, 2020 3,609,200.00
XG Sciences, Inc.

XGSCI (OTC)
Apr 23, 2020 825,200.00
Encision Inc.

ECIA (OTC)
Apr 23, 2020 598,567.00
ARC Group, Inc.

RLLY (OTC)
Apr 23, 2020 6,064,560.00
Image Sensing Systems, Inc.

ISNS (NASDAQ)
19,854,227 Apr 23, 2020 923,700.00
Trans World Entertainment Corporation

TWMC (NASDAQ)
7,504,086 Apr 23, 2020 2,017,550.00
Luby’s, Inc.

LUB (NYSE)
24,240,824 Apr 23, 2020 10,000,000.00
Zosano Pharma Corporation

ZSAN (NASDAQ)
38,868,569 Apr 23, 2020 1,610,000.00
Red Lion Hotels Corporation

RLH (NYSE)
38,317,654 Apr 23, 2020 4,233,500.00
Lantronix, Inc.

LTRX (NASDAQ)
68,788,583 Apr 23, 2020 2,437,714.00
Solitario Zinc Corp.

XPL (NYSE MKT)
Apr 23, 2020 70,000.00
Neos Therapeutics, Inc.

NEOS (NASDAQ)
42,381,850 Apr 23, 2020 3,582,800.00
Novan, Inc.

NOVN (NASDAQ)
24,459,046 Apr 23, 2020 955,800.00
The ExOne Company

XONE (NASDAQ)
108,603,000 Apr 23, 2020 2,193,592.00
CSP Inc.

CSPI (NASDAQ)
47,684,205 Apr 23, 2020 2,180,600.00
Micropac Industries, Inc.

MPAD (OTC)
Apr 23, 2020 1,924,400.00
Lodging Fund REIT III, Inc. Apr 23, 2020 477,000.00
AxoGen, Inc.

AXGN (NASDAQ)
331,818,704 Apr 23, 2020 7,800,000.00
Celsion Corporation

CLSN (NASDAQ)
34,230,808 Apr 23, 2020 632,200.00
Alimera Sciences, Inc.

ALIM (NASDAQ)
23,397,565 Apr 23, 2020 1,800,000.00
Harvard Bioscience, Inc.

HBIO (NASDAQ)
102,771,723 Apr 23, 2020 6,114,700.00
Maui Land & Pineapple Company, Inc.

MLP (NYSE)
202,621,536 Apr 23, 2020 246,000.00
Hallmark Financial Services, Inc.

HALL (NASDAQ)
56,906,512 Apr 22, 2020 8,311,000.00
Ashford Inc.

AINC (NYSE MKT)
Apr 22, 2020 12,800,000.00
Innovative Food Holdings, Inc.

IVFH (OTC)
Apr 22, 2020 1,650,221.00
Allied Healthcare Products, Inc.

AHPI (NASDAQ)
51,573,950 Apr 22, 2020 2,375,000.00
Interpace Biosciences, Inc.

IDXG (NASDAQ)
20,004,650 Apr 22, 2020 3,500,000.00
MicroVision, Inc.

MVIS (NASDAQ)
32,244,998 Apr 22, 2020 1,570,881.00
Technical Communications Corporation

TCCO (NASDAQ)
4,292,935 Apr 22, 2020 474,400.00
Cool Holdings, Inc.

AWSM (OTC)
Apr 22, 2020 3,098,000.00
Advanced Emissions Solutions, Inc.

ADES (NASDAQ)
121,784,990 Apr 22, 2020 3,300,000.00
Manning & Napier, Inc.

MN (NYSE)
52,063,542 Apr 22, 2020 6,732,818.00
IKONICS Corporation

IKNX (NASDAQ)
6,545,684 Apr 22, 2020 1,214,500.00
Odyssey Marine Exploration, Inc.

OMEX (NASDAQ)
41,703,240 Apr 22, 2020 370,400.00
CVD Equipment Corporation

CVV (NASDAQ)
24,045,912 Apr 22, 2020 2,415,970.00
Applied Optoelectronics, Inc.

AAOI (NASDAQ)
183,903,744 Apr 22, 2020 6,228,895.00
Innovate Biopharmaceuticals, Inc.

INNT (NASDAQ)
24,799,118 Apr 22, 2020 220,205.00
Forward Industries, Inc.

FORD (NASDAQ)
10,011,497 Apr 22, 2020 1,356,570.00
Sonic Foundry, Inc.

SOFO (OTC)
Apr 22, 2020 2,314,815.00
Ampio Pharmaceuticals, Inc.

AMPE (NYSE MKT)
Apr 22, 2020 543,900.00
Art’s-Way Manufacturing Co., Inc.

ARTW (NASDAQ)
8,718,192 Apr 22, 2020 1,242,900.00
Vuzix Corporation

VUZI (NASDAQ)
49,361,644 Apr 22, 2020 1,555,900.00
Retractable Technologies, Inc.

RVP (NYSE MKT)
Apr 22, 2020 1,363,000.00
inTEST Corporation

INTT (NYSE MKT)
Apr 22, 2020 2,829,207.00
Graham Corporation

GHM (NYSE)
117,703,519 Apr 22, 2020 4,599,003.00
Universal Stainless & Alloy Products, Inc.

USAP (NASDAQ)
62,061,968 Apr 22, 2020 10,000,000.00
CalAmp Corp.

CAMP (NASDAQ)
199,828,892 Apr 21, 2020 10,000,000.00
Shake Shack Inc.

SHAK (NYSE)
1,866,231,667 Apr 21, 2020 10,000,000.00
Ashford Hospitality Trust, Inc.

AHT (NYSE)
64,685,572 Apr 21, 2020 30,100,000.00
ADMA Biologics, Inc.

ADMA (NASDAQ)
264,216,658 Apr 21, 2020 5,400,000.00
Braemar Hotels & Resorts, Inc.

BHR (NYSE)
80,111,039 Apr 21, 2020 15,800,000.00
Torotel, Inc.

TTLO (OTC)
Apr 21, 2020 1,984,688.00
Sono-Tek Corporation

SOTK (OTC)
Apr 21, 2020 1,001,640.00
Scientific Industries, Inc.

SCND (OTC)
Apr 21, 2020 563,700.00
Nanophase Technologies Corporation

NANX (OTC)
Apr 21, 2020 951,600.00
Dawson Geophysical Company

DWSN (NASDAQ)
25,383,277 Apr 21, 2020 6,373,707.00
Acquired Sales Corp.

AQSP (OTC)
Apr 21, 2020
Galaxy Gaming, Inc.

GLXZ (OTC)
Apr 21, 2020 835,300.00
CV Sciences, Inc.

CVSI (OTC)
Apr 21, 2020 2,906,195.00
SenesTech, Inc.

SNES (NASDAQ)
4,367,954 Apr 21, 2020 646,000.00
Sharps Compliance Corp.

SMED (NASDAQ)
120,580,452 Apr 21, 2020 2,183,187.00
Collectors Universe, Inc.

CLCT (NASDAQ)
174,413,497 Apr 21, 2020 4,200,000.00
MiMedx Group, Inc.

MDXG (OTC)
Apr 21, 2020 10,000,000.00
Chembio Diagnostics, Inc.

CEMI (NASDAQ)
275,580,408 Apr 21, 2020 2,980,000.00
AzurRx BioPharma, Inc.

AZRX (NASDAQ)
15,736,244 Apr 21, 2020 180,000.00
Socket Mobile, Inc.

SCKT (NASDAQ)
7,551,686 Apr 21, 2020 1,058,700.00
Profire Energy, Inc.

PFIE (NASDAQ)
33,858,071 Apr 21, 2020 1,074,030.00
Twin Disc, Incorporated

TWIN (NASDAQ)
78,290,999 Apr 21, 2020 8,199,500.00
Asure Software, Inc.

ASUR (NASDAQ)
92,714,567 Apr 21, 2020 8,855,605.00
NTN Buzztime, Inc.

NTN (NYSE MKT)
Apr 21, 2020 1,625,100.00
Bridgeline Digital, Inc.

BLIN (NASDAQ)
2,857,435 Apr 21, 2020 1,047,500.00
Wilhelmina International, Inc.

WHLM (NASDAQ)
17,417,898 Apr 21, 2020 1,847,700.00
Culp, Inc.

CULP (NYSE)
83,220,663 Apr 21, 2020 7,605,500.00
Optical Cable Corporation

OCC (NASDAQ)
19,609,469 Apr 21, 2020 4,981,400.00
AudioEye, Inc.

AEYE (NASDAQ)
69,237,113 Apr 21, 2020 1,300,000.00
Nortech Systems Incorporated

NSYS (NASDAQ)
9,863,254 Apr 21, 2020 6,100,000.00
Ramaco Resources, Inc.

METC (NASDAQ)
95,004,406 Apr 21, 2020 8,444,737.00
Perceptron, Inc.

PRCP (NASDAQ)
25,425,261 Apr 21, 2020 2,545,205.00
Arcadia Biosciences, Inc.

RKDA (NASDAQ)
39,549,214 Apr 21, 2020 1,107,700.00
Cumberland Pharmaceuticals Inc.

CPIX (NASDAQ)
59,966,696 Apr 21, 2020 2,187,140.00
Aquestive Therapeutics, Inc.

AQST (NASDAQ)
119,216,931 Apr 20, 2020 4,830,000.00
Usio, Inc.

USIO (NASDAQ)
23,997,226 Apr 20, 2020 813,500.00
Sigma Labs, Inc.

SGLB (NASDAQ)
6,021,560 Apr 20, 2020 361,700.00
NioCorp Developments Ltd.

NIOBF (OTC)
Apr 20, 2020 196,300.00
Intellinetics, Inc.

INLX (OTC)
Apr 20, 2020 838,700.00
TSS, Inc.

TSSI (OTC)
Apr 20, 2020 889,858.00
GeoVax Labs, Inc.

GOVXD (OTC)
Apr 20, 2020 170,200.00
Continental Materials Corporation

CUO (NYSE MKT)
Apr 20, 2020 5,500,000.00
Bionano Genomics, Inc.

BNGO (NASDAQ)
19,017,667 Apr 20, 2020 1,770,000.00
Cinedigm Corp.

CIDM (NASDAQ)
48,668,291 Apr 20, 2020 2,151,800.00
Carrols Restaurant Group, Inc.

TAST (NASDAQ)
155,974,270 Apr 20, 2020
CynergisTek, Inc.

CTEK (NYSE MKT)
Apr 20, 2020 2,825,500.00
Inuvo, Inc.

INUV (NYSE MKT)
Apr 20, 2020 315,000.00
Apollo Endosurgery, Inc.

APEN (NASDAQ)
43,711,693 Apr 20, 2020
Accelerate Diagnostics, Inc.

AXDX (NASDAQ)
584,045,000 Apr 20, 2020 4,780,600.00
Astrotech Corporation

ASTC (NASDAQ)
19,468,963 Apr 20, 2020 541,500.00
Veritone, Inc.

VERI (NASDAQ)
108,568,232 Apr 20, 2020 6,491,300.00
Westell Technologies, Inc.

WSTL (NASDAQ)
12,408,603 Apr 20, 2020 1,637,522.00
Ur-Energy Inc.

URG (NYSE MKT)
Apr 20, 2020 893,300.00
Conformis, Inc.

CFMS (NASDAQ)
49,017,452 Apr 20, 2020 4,719,800.00
Digimarc Corporation

DMRC (NASDAQ)
197,081,859 Apr 20, 2020 5,032,072.00
The LGL Group, Inc.

LGL (NYSE MKT)
Apr 20, 2020 1,907,500.00
Gulf Island Fabrication, Inc.

GIFI (NASDAQ)
44,189,305 Apr 20, 2020 10,000,000.00
Ultralife Corporation

ULBI (NASDAQ)
109,031,627 Apr 17, 2020 3,459,278.00
Mikros Systems Corporation

MKRS (OTC)
Apr 17, 2020 753,300.00
CRH Medical Corporation

CRHM (NYSE MKT)
Apr 17, 2020 2,945,620.00
CareView Communications, Inc.

CRVW (OTC)
Apr 17, 2020 781,800.00
S&W Seed Company

SANW (NASDAQ)
63,790,216 Apr 17, 2020 2,000,000.00
Tecogen Inc.

TGEN (NASDAQ)
25,347,266 Apr 17, 2020 1,874,200.00
AutoWeb, Inc.

AUTO (NASDAQ)
9,465,718 Apr 17, 2020 1,383,990.00
Broadwind Energy, Inc.

BWEN (NASDAQ)
23,014,220 Apr 17, 2020 9,500,000.00
Intellicheck, Inc.

IDN (NASDAQ)
Apr 17, 2020 796,100.00
Eastside Distilling, Inc.

EAST (NASDAQ)
19,232,574 Apr 17, 2020 1,044,500.00
Marrone Bio Innovations, Inc.

MBII (NASDAQ)
101,799,117 Apr 17, 2020 1,723,000.00
Flotek Industries, Inc.

FTK (NYSE)
47,161,427 Apr 17, 2020 4,788,100.00
TSR, Inc.

TSRI (NASDAQ)
7,387,163 Apr 17, 2020 6,659,220.00
HyreCar Inc.

HYRE (NASDAQ)
24,455,477 Apr 17, 2020 2,004,175.00
GSE Systems, Inc.

GVP (NASDAQ)
20,189,614 Apr 17, 2020
DMC Global Inc.

BOOM (NASDAQ)
366,579,646 Apr 17, 2020 6,700,000.00
Educational Development Corporation

EDUC (NASDAQ)
41,033,095 Apr 17, 2020 1,447,400.00
Emmis Communications Corporation

EMMS (NASDAQ)
24,211,012 Apr 17, 2020 4,753,000.00
Hepion Pharmaceuticals, Inc.

HEPA (NASDAQ)
8,200,065 Apr 17, 2020 176,585.00
LiveXLive Media, Inc.

LIVX (NASDAQ)
121,291,754 Apr 17, 2020 2,000,000.00
TrovaGene, Inc.

TROV (NASDAQ)
10,629,002 Apr 17, 2020 305,000.00
BK Technologies Corporation

BKTI (NYSE MKT)
Apr 16, 2020 2,196,335.00
OptiNose, Inc.

OPTN (NASDAQ)
183,624,648 Apr 16, 2020 4,400,000.00
J. Alexander’s Holdings, Inc.

JAX (NYSE)
63,349,273 Apr 16, 2020 15,100,000.00
Ballantyne Strong, Inc

BTN (NYSE MKT)
Apr 16, 2020 3,173,900.00
Quantum Corporation

QMCO (NASDAQ)
159,434,764 Apr 16, 2020 10,000,000.00
Drive Shack Inc.

DS (NYSE)
71,765,449 Apr 16, 2020 5,276,742.00
Vaso Corporation

VASO (OTC)
Apr 16, 2020 3,610,900.00
Smith-Midland Corporation

SMID (OTC)
Apr 16, 2020 2,691,700.00
Infinite Group, Inc.

IMCI (OTC)
Apr 16, 2020 957,373.00
Crawford United Corporation

CRAWA (OTC)
Apr 16, 2020 3,679,383.00
ClearPoint Neuro, Inc.

CLPT (NASDAQ)
54,255,579 Apr 16, 2020 896,000.00
Rocky Mountain Chocolate Factory, Inc.

RMCF (NASDAQ)
27,451,489 Apr 16, 2020 1,400,000.00
Escalade, Incorporated

ESCA (NASDAQ)
106,431,399 Apr 16, 2020 8,900,000.00
Pulmatrix, Inc.

PULM (NASDAQ)
30,580,468 Apr 16, 2020 616,795.00
Natural Gas Services Group, Inc.

NGS (NYSE)
68,518,753 Apr 16, 2020 4,601,075.00
RiceBran Technologies

RIBT (NASDAQ)
47,287,890 Apr 16, 2020 1,800,000.00
Hallador Energy Company

HNRG (NASDAQ)
20,925,895 Apr 16, 2020 10,000,000.00
Workhorse Group Inc.

WKHS (NASDAQ)
172,437,579 Apr 16, 2020 1,411,000.00
ZAGG Inc

ZAGG (NASDAQ)
99,685,652 Apr 16, 2020 9,443,728.00
Air T, Inc.

AIRT (NASDAQ)
33,494,889 Apr 16, 2020 8,215,100.00
Helius Medical Technologies, Inc.

HSDT (NASDAQ)
9,397,251 Apr 16, 2020 323,000.00
Phunware, Inc.

PHUN (NASDAQ)
26,170,232 Apr 16, 2020 2,850,336.00
Glowpoint, Inc.

GLOW (NYSE MKT)
Apr 16, 2020 2,416,600.00
Frequency Electronics, Inc.

FEIM (NASDAQ)
89,891,597 Apr 16, 2020 4,964,810.00
U.S. Auto Parts Network, Inc.

PRTS (NASDAQ)
97,413,049 Apr 16, 2020 4,107,388.00
BSQUARE Corporation

BSQR (NASDAQ)
13,762,228 Apr 16, 2020 1,600,000.00
RAVE Restaurant Group, Inc.

RAVE (NASDAQ)
10,628,123 Apr 16, 2020 656,830.00
Lodging Fund REIT III, Inc. Apr 16, 2020 286,100.00
ENGlobal Corporation

ENG (NASDAQ)
23,740,200 Apr 16, 2020 4,915,800.00
BIOLASE, Inc.

BIOL (NASDAQ)
13,183,594 Apr 16, 2020 2,980,000.00
Kura Sushi USA, Inc.

KRUS (NASDAQ)
88,585,349 Apr 15, 2020 5,983,290.00
Misonix, Inc.

MSON (NASDAQ)
189,400,982 Apr 15, 2020 5,199,487.00
Identiv, Inc.

INVE (NASDAQ)
46,607,629 Apr 15, 2020 2,900,000.00
MannKind Corporation

MNKD (NASDAQ)
274,935,868 Apr 15, 2020 4,900,000.00
The Joint Corp.

JYNT (NASDAQ)
154,794,692 Apr 15, 2020 2,730,000.00
Perma-Fix Environmental Services, Inc.

PESI (NASDAQ)
67,888,834 Apr 15, 2020 5,666,300.00
Adamis Pharmaceuticals Corporation

ADMP (NASDAQ)
28,512,276 Apr 15, 2020 3,191,700.00
New Age Beverages Corporation

NBEV (NASDAQ)
130,718,680 Apr 15, 2020 6,868,400.00
Legacy Housing Corporation

LEGH (NASDAQ)
234,005,266 Apr 15, 2020 6,545,700.00
PolarityTE, Inc.

PTE (NASDAQ)
40,276,373 Apr 15, 2020 3,576,145.00
Wave Life Sciences Ltd.

WVE (NASDAQ)
279,440,978 Apr 14, 2020 7,234,890.00
Fiesta Restaurant Group, Inc.

FRGI (NASDAQ)
153,998,803 Apr 14, 2020 10,000,000.00
ImmuCell Corporation

ICCC (NASDAQ)
33,756,461 Apr 14, 2020 937,700.00
Pro-Dex, Inc.

PDEX (NASDAQ)
68,818,874 Apr 14, 2020 1,360,100.00
Potbelly Corporation

PBPB (NASDAQ)
71,150,853 Apr 13, 2020 10,000,000.00
Ruth’s Hospitality Group, Inc.

RUTH (NASDAQ)
245,660,136 Apr 13, 2020 20,000,000.00
Soligenix, Inc.

SNGX (NASDAQ)
36,347,588 Apr 13, 2020
Blonder Tongue Laboratories, Inc.

BDR (NYSE MKT)
Apr 13, 2020 1,768,762.00
SIFCO Industries, Inc.

SIF (NYSE MKT)
Apr 13, 2020 5,024,732.00
CPI Aerostructures, Inc.

CVU (NYSE MKT)
Apr 13, 2020 4,795,000.00
FitLife Brands, Inc.

FTLF (OTC)
Apr 3, 2020
Harrow Health, Inc.

HROW (NASDAQ)
115,892,267 Apr 3, 2020
Lindblad Expeditions Holdings, Inc.

LIND (NASDAQ)
254,558,403 Mar 26, 2020 6,600,000.00

Search

Click To Advertise

Click To Apply

Credible Application

You must be logged in to post a comment Login